Scott Montes

Scott Montes Work

Chief Operating Officer and Chief Compliance Officer

@ Cloud Financial Inc.

Branch Office Supervisor

@ Keel Point

P

Senior Compliance Officer and Branch Examiner

@ ProEquities, Inc.

Scott Montes Education

1991 - 1996 Bachelor of Science (B.S.) in Operations Management

Auburn University

Scott Montes Skills

SupervisionTrainingAuditCompliance SupervisionnChief Compliance OfficerRetail Branch OperationsAnalytical SkillsBusiness Relationship ManagementStrategic PlanningCompliance MonitoringCreative Problem SolvingCustomer ExperienceCompliance TrainingLeadershipBusiness DevelopmentFinancial ServicesAuditingMicrosoft OfficeMicrosoft ExcelRegulatory ComplianceSecurities RegulationSecuritiesCustomer ServiceSurveillanceRisk ManagementRisk AssessmentSeries 24Hold Series 7Series 53U.S. Securities and Exchange Commission (SEC)FINRAOnboardingSupervisory SkillsOperational EfficiencyBroker-DealerOperations ManagementStrategic VisionaryRegulatory RequirementsRegulatory ReportingBankingFixed IncomeInsurancePortfolio ManagementInvestmentsU.S. Securities And Exchange Commission SecComplianceOutlookAMLInterpersonal Communication AbilitiesBroker DealerResearchSeries 65Series 7u.s. Securities and Exchange Commission

Scott Montes Contact Information

Work email●●●●●●●●@company.com

Personal email●●●●●●●●@gmail.com

Phone+● ●●● ●●● ●●●●

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Frequently Asked Questions about Scott Montes

How can I contact Scott Montes?

You can reach Scott Montes via verified work email, personal email, or phone number — all available after sign-in. We provide professional and personal contact channels along with social profiles.

Where does Scott Montes work?

Scott Montes currently works at Cloud Financial Inc. as Scott Montes - Chief Operating Officer and Chief Compliance Officer at Cloud Investments, LLC.

Where is Scott Montes located?

Scott Montes is based in Albania.

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