Chief Compliance Officer and Associate General Counsel
Kelly Whetstone
Kelly Whetstone - Chief Compliance Officer and Associate General Counsel at MLG Capital
Kelly Whetstone Work
Deputy General Counsel
Senior Director, Counsel, and Chief Compliance Officer
Kelly Whetstone Education
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2008 - 2010 MBA in Business AdministrationFlorida State University - College of Business
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2000 - 2003 JD in LawUniversity of Virginia School of Law
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1996 - 2000 BA, magna cum laude in Comparative Literature with a minor in LatinUniversity of Virginia
Kelly Whetstone Skills
Financial ServicesBroker-Dealer• Member of the New York, District of Columbia and Virginia bars• FINRA Series 6, 7, 26, 63• NRS IACCP designationSecuritiesInvestmentsMutual FundsStrategic PlanningLeadershipCorporate Governance1940 ActRegistered Investment AdvisorBroker-Dealer ComplianceMember of the New YorkSecurities RegulationDistrict of Columbia and Virginia BarsMember of the NewLegal WritingNrs Iaccp DesignationBroker Dealer ComplianceRisk ManagementLegal ResearchCorporate LawExecutive LeadershipBroker DealerDue DiligenceFinra Series 6Contract ManagementU.S. Securities And Exchange Commission SecInvestment Advisers ActRegulatory Complianceu.s. Securities and Exchange Commission
Kelly Whetstone Contact Information
Work email●●●●●●●●@company.com
Personal email●●●●●●●●@gmail.com
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Kelly Whetstone currently works at MLG Capital as Kelly Whetstone - Chief Compliance Officer and Associate General Counsel at MLG Capital.
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Kelly Whetstone is based in Morocco.
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